The FREE webinar series, hosted by The National List of Attorneys and drawing on the compliance expertise of KirkpatrickPrice, is designed to assist any law firm, no matter what size, with possible CFPB concerns.
CFPB Readiness Series | |
Chief Compliance Officer Responsibilities |
We will be discussing the responsibilities of a Chief Compliance Officer according to the CFPB and help clarify the full scope of the position including involvement in policy and procedure lifecycle, reporting to the board of directors and audit guidelines.
Guest Speaker: Brit Suttell, Director of Compliance Note: Installation of WebEx Network Recording Player may be required. Presented November 19, 2014 @ 2:30 EST |
Complaint Resolution and Tracking |
What is your definition of a complaint? What is the CFPB's definition of a complaint? Let us walk you through the process of identifying, tracking, and resolving consumer complaints.
Presented September 24, 2014 @ 2:30 EST |
Vendor Compliance Management Overview |
View PowerPoint Presentation Additional Resources: http://www.occ.gov/news-issuances/bulletins/2013/bulletin-2013-29.html https://www.fdic.gov/regulations/compliance/manual/pdf/VII-5.1.pdf Presented August 13, 2014 @ 2:30 EST |
Customer Complaints |
Learn the importance of effectively collecting and responding to consumer complaints. |
Policy and Procedure Drafting 101 |
Learn tips and techniques for policy and procedure drafting. |
Compliance Management System (CMS) Overview |
The above pre-recorded and Live webinars are hosted by NL and presented by KirkpatrickPrice. KirkpatrickPrice is a licensed CPA firm registered with the PCAOB. They provide a wide array of information and compliance assurance services to over 250 clients in more than 40 states, Canada, Europe, and Asia. They perform assessments, audits, and tests that strengthen information security and internal controls, including advice on CFPB and other ARM compliance issues. Not only will Kirkpatrick Price specialists audit your organization to ensure compliance, but they also provide training to challenge and subsequently assist in preventing future deficiencies.